Illegal Activity
none
Blackmail
none
Date
2009-08
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
The document outlines the business activities and compliance measures of Alkeon, including its relationship with SilverBay Capital Management and Breakwater Group. It details the supervision of Alkeon's personnel and references publicly available information on the SEC and FINRA websites.
Metadata
- Subject
- AGP LP 519 Alpha Group Capital Paul Barren Item 3.
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0087819
- Date
- 2009-08
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Alkeon | Member | SilverBay Capital Management, LLC | Alkeon is the sole Member of SilverBay Capital Management, LLC. |
| Alkeon | Affiliated | Breakwater Group, LLC | Breakwater Group, LLC may be deemed to be affiliated with Alkeon. |
| Greg Jakubowsky | Employee | Alkeon | Greg Jakubowsky is Alkeon's Chief Compliance Officer. |
| Jennifer Shufro | Employee | Alkeon | Jennifer Shufro is Alkeon's Managing Director of Legal and Compliance. |
Raw Analysis JSON
click to expand
Themes
Business dealingsFinancial transactions/money flowLegal matters/litigationEmployment/staffing
Organizations 9
AGP LPAlpha Group CapitalAlkeonSilverBay Capital Management, LLCSECACAP Strategic FundBluepoint Investment Series TrustBreakwater Group, LLCFINRA
Locations 1
Delaware
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about disciplinary actions, other business activities, and supervision related to Alkeon and its personnel.
- Significance
- This document provides details about the business activities and compliance measures of Alkeon and its affiliated entities, including SilverBay Capital Management and Breakwater Group.
File Info
- File Name
- EFTA01386223.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:16.668030
- DOJ Source
- View on DOJ