Illegal Activity
none
Blackmail
none
Date
06/06/2018
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a disclaimer from Deutsche Bank Securities inc. regarding trade confirmations, emphasizing the confidential nature of the information, restrictions on redistribution, and the intended audience of sophisticated institutional investors. It also states that the bank does not render legal or tax advice.
Metadata
- Subject
- Trade Confirmation Disclaimer
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0087946, SDNY_GM_00234130
- Date
- 06/06/2018
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities inc. | Data Source | Pershing NetX 360 | Pershing NetX 360 is a data source for trade confirmations. |
| Key Client Partners (KCP) | Subsidiary | Deutsche Bank | KCP is a part of Deutsche Bank |
Notable Quotes 2
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3), and who are capable of evaluating the strategies. characteristics and investment risks of. and exercising independent judgment in evaluating. the ideas and products discussed herein.
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction andror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden.
Public Knowledge
- Context
- Standard legal disclaimers and confidentiality notices.
Legal Compliance
- Confidentiality of information
- Restrictions on redistribution
- Disclaimer of legal or tax advice
- Compliance with FINRA Rule 4512(C)(3)
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 7
Pershing NetX 360Deutsche Bank Securities inc.FINRAOBSDeutsche BankKey Client Partners (KCP)KCP Americas
Financial Entities 2
Deutsche Bank Securities inc.Deutsche Bank
Text Analysis
- Tone
- Formal, Legalistic
- Purpose
- To provide disclaimers and legal notices regarding trade confirmations and the services provided by Deutsche Bank and its affiliates.
- Significance
- This document outlines the terms and conditions under which trade confirmations are provided and the limitations of the information contained therein. It also emphasizes the confidential nature of the information and the restrictions on its redistribution.
File Info
- File Name
- EFTA01386313.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:14.777495
- DOJ Source
- View on DOJ