Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
case studies
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
The document presents illustrative case studies of Fund Secondaries transactions, detailing various deals, their sizes, discounts, assets, regions, and sellers. It provides insights into the structure and nature of these financial transactions.
Metadata
- Subject
- Fund Secondaries transactions Illustrative case studies
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0088171
- Date
- —
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Modigliani (SOF II) | business | family offices | Proprietary deals from family offices redeploying capital away from PE |
| Whitney (SOF II) | business | pension fund | Single LP position in fully funded European LBO fund managed by KKR. US seller redeploying capital away from Europe during 2012 crisis |
| Flute (SOF III) | business | Sovereign Wealth Fund | Seller motivated to wind down portfolio by year end. Mature (93% funded) portfolio of highly diversified fund interests in 17 mid-market buyout funds spread across Europe, US and Asia |
| Amy (SOF III) | business | Family office | Proprietary deal tracked for five years before completion. Seller seeking to actively manage its private equity portfolio. Globally diversified portfolio of mature funds generating strong cash flows and managed by Carlyle, Blackstone, Bridgepoint and CVC |
Financial Information
Amounts:US$38mUS$64mUS$54mUS$36m
Assets:
- 17 funds
- 225 assets
- 1 fund
- 12 assets
- 17 funds
- 500+ assets
- 13 funds
- 500+ assets
Transactions:
- Fund Secondaries transactions
- Liquidity solution on complex illiquid feeder funds structured to address tax and legal requirements
- Significant purchase price deferral
- Attractive deferral structure with bulk of liquidity events expected in the first two years of the transaction
- Significant pre-closing distributions representing 25% of portfolio NAV
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 21
SOUTHERN FINANCIAL LLCModigliani (SOF II)CD&RApolloCarlyleKKRApaxMidOceanMSREFCDHWhitney (SOF II)KKRFlute (SOF III)AffinityCaleraCVCAmy (SOF III)CarlyleBlackstoneBridgepointCVC
Locations 5
EuropeanGlobalEuropeUSAsia
Text Analysis
- Tone
- Informative
- Purpose
- To provide illustrative case studies of Fund Secondaries transactions.
- Significance
- The document outlines different fund deals, their sizes, discounts, assets, regions, and sellers, providing insights into the nature of these transactions.
File Info
- File Name
- EFTA01386459.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:04.114457
- DOJ Source
- View on DOJ