Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing management fees, investor servicing fees, payments to underlying managers, and service provider arrangements. It outlines the various fees and expenses associated with investing in iCapital's funds and discloses the relationship with Dynasty Securities, LLC.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0088216
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Advisors, LLC | Business | Underlying Manager | iCapital may receive an investor servicing fee from the Underlying Manager. |
| iCapital | Service Provider | Dynasty Securities, LLC | iCapital has engaged Dynasty Securities, LLC as a service provider for certain Funds. Dynasty may provide certain administrative, marketing and technical support services to iCapital and may receive fees typically ranging from .075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory firms. |
| iCapital | Independent Company | Dynasty | Dynasty is an independent company, not affiliated with iCapital. There is no form of legal partnership. agency, affiliated or similar relationship between iCapital and Dynasty. |
Financial Information
Amounts:I%2%10%20%.075%.25%
Transactions:
- management fee
- investor servicing fee
- payments to underlying managers
- transaction fees
- break-up fees
- commitment fees
- underwriting fees
- amendment fees
- waiver fees
- modification fees
- monitoring fees
- consulting fees
- directors' fees
- advisory fees
- closing fees
- organizational expenses
- offering expenses
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 4
GLOUS238 SOUTHERN FINANCIAL LLCiCapital Advisors, LLCDynasty Securities, LLCDynasty
Text Analysis
- Tone
- Professional
- Purpose
- To disclose fees and expenses associated with iCapital Advisors, LLC and its funds.
- Significance
- This document outlines the fee structure and relationships between iCapital, underlying managers, and service providers like Dynasty Securities, LLC.
File Info
- File Name
- EFTA01386496.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:49.887884
- DOJ Source
- View on DOJ