EFTA01386515.txt Text dataset_10 View on DOJ

Illegal Activity

none

Blackmail

none

Date

2018-03-30

Document Type

Brochure Supplement

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:43

Summary

This document is a brochure supplement to iCapital Advisors, LLC's Form ADV, providing information about key personnel including Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene, and Nicholas Veronis. It also provides contact information for the Chief Compliance Officer, Michael Stanton, and directs readers to the SEC's website for additional information.

Metadata

Subject: FORM ADV PART 2B: Brochure Supplement
Sender: —
Recipients: —
Document ID: DB-SDNY-0088240
Date: 2018-03-30

Relationships 6

Entity 1	Relationship	Entity 2	Description
Eileen Duff Blalock	Employee	iCapital Advisors, LLC	Information about Eileen Duff Blalock supplements the iCapital Advisors, LLC's Form ADV Brochure.
Phil Pool	Employee	iCapital Advisors, LLC	Information about Phil Pool supplements the iCapital Advisors, LLC's Form ADV Brochure.
John Robertshaw	Employee	iCapital Advisors, LLC	Information about John Robertshaw supplements the iCapital Advisors, LLC's Form ADV Brochure.
Daniel Vene	Employee	iCapital Advisors, LLC	Information about Daniel Vene supplements the iCapital Advisors, LLC's Form ADV Brochure.
Nicholas Veronis	Employee	iCapital Advisors, LLC	Information about Nicholas Veronis supplements the iCapital Advisors, LLC's Form ADV Brochure.
Michael Stanton	Chief Compliance Officer	iCapital Advisors, LLC	Michael Stanton is iCapital Advisors, LLC's Chief Compliance Officer.

Public Knowledge

Context: Form ADV filings are publicly available.

Raw Analysis JSON click to expand

Themes

Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence

People 6

Eileen Duff Blalock Phil Pool John Robertshaw Daniel Vene Nicholas Veronis Michael Stanton

Organizations 3

GLOUS238 SOUTHERN FINANCIAL LLCiCapital Advisors, LLCSEC

Locations 2

New York, NY60 East 42"d Street, 26th Floor

Text Analysis

Tone: Informative
Purpose: To provide information about certain individuals associated with iCapital Advisors, LLC, supplementing their Form ADV Brochure.
Significance: This document provides background information on key personnel at iCapital Advisors, LLC, as required by regulatory filings.

File Info

File Name: EFTA01386515.txt
Dataset: dataset_10
Type: Text
Model: gemini-2.0-flash-001
Processed: 2026-02-07T18:43:58.031934
DOJ Source: View on DOJ