Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2B
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is Form ADV Part 2B, providing information about Phil Pool's background and experience in the financial industry. It details his roles in various organizations and confirms that he has not been subject to any material legal or disciplinary events.
Metadata
- Subject
- Phil Pool Educational Background and Business Experience
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0088242
- Date
- —
Relationships 11
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Phil Pool | Member of investment committee | iCapital Advisors. LLC | Mr. Pool is a member of iCapital Advisor's investment committee. |
| Phil Pool | Co-Founder and Chairman of the Board | iCapital Network | Mr. Pool is Co-Founder and Chairman of the Board of iCapital Network. |
| Phil Pool | Co-Chairman | First Avenue Partners | He also serves as Co-Chairman of First Avenue Partners. |
| Phil Pool | Partner | Willis Stein & Partners | Mr. Pool was a partner of Willis Stein & Partners. |
| Phil Pool | Managing Director | Credit Suisse | He worked as a Managing Director of Credit Suisse. |
| Phil Pool | Co-founded and headed the Private Fund Group | Donaldson, Lufkin & Jenrette Securities Corporation | He co-founded and headed the Private Fund Group. |
| Phil Pool | Investment banker | Merrill Lynch | He was an investment banker with Merrill Lynch. |
| Phil Pool | Investment banker | Kidder, Peabody & Co. | He was an investment banker with Kidder, Peabody & Co. |
| Phil Pool | Board of Directors | The Teagle Foundation | He serves on the Board of Directors of The Teagle Foundation. |
| Phil Pool | Principal | iCapital Securities, LLC | Mr. Pool is a Board Member at iCapital Network and Principal of iCapital Securities, LLC. |
| Michael Stanton | Supervisor | Phil Pool | Mr. Michael Stanton. iCapital's CCO. supervises Mr. Pool for compliance purposes. |
Notable Quotes 1
All employees of iCapital Advisors are instructed to put client interest first at all times.
Raw Analysis JSON
click to expand
Themes
Employment/staffingBusiness dealingsFinancial transactions/money flow
People 2
Organizations 15
SOUTHERN FINANCIAL LLCiCapital Advisors. LLCiCapital NetworkFirst Avenue PartnersWillis Stein & PartnersCredit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.Columbia UniversityMcIntire School of CommerceUniversity of VirginiaThe Teagle FoundationiCapital Securities, LLC
Locations 3
LondonNew YorkChicago
Financial Entities 5
Credit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about Phil Pool's educational background, business experience, and other business activities as part of Form ADV Part 2B.
- Significance
- This document provides background information on Phil Pool, a key figure in several financial organizations, for compliance and disclosure purposes.
File Info
- File Name
- EFTA01386516.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:00.758392
- DOJ Source
- View on DOJ