EFTA01386517.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2B
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is Form ADV Part 2B for John C. Robertshaw, providing his educational background, business experience, and affiliations with various financial organizations. It details his roles at iCapital Advisors, Credit Suisse, DLJ, and Salomon Brothers, and states that he has not been the subject of any material legal or disciplinary events.
Metadata
Subject
John C. Robertshaw - Educational Background and Business Experience
Sender
Recipients
Document ID
DB-SDNY-0088243
Date
Relationships 8
Entity 1RelationshipEntity 2Description
John C. Robertshaw Member of investment committee iCapital Advisors. LLC Mr. Robertshaw is a member of iCapital Advisor's investment committee.
John C. Robertshaw Co-Founder and Special Advisor iCapital Network Mr. Robertshaw is a Co-Founder and Special Advisor to iCapital Network.
John C. Robertshaw Vice Chairman Credit Suisse Securities (USA) LLC Until 2016. he served as a Vice Chairman of Credit Suisse Securities (USA) LLC.
John C. Robertshaw Co-Head of the Private Fund Group Credit Suisse He served as Co-Head of the Private Fund Group at Credit Suisse from 2004 through 2013
John C. Robertshaw Managing Director Donaldson, Lufkin & Jenrette Mr. Robertshaw joined DLJ in September 1995
John C. Robertshaw Private Equity Placements Salomon Brothers He spent seven years with Salomon, the last five as a private placement specialist.
Michael Stanton Supervisor John C. Robertshaw Mr. Michael Stanton, iCapital's CCO. supervises Mr. Robertshaw for compliance purposes.
John C. Robertshaw Special Advisor iCapital Securities. LLC Mr. Robertshaw is a Special Advisor to iCapital Securities. LLC.
Notable Quotes 1
All employees of iCapital Advisors are instructed to put client interest first at all times.
Financial Information
Amounts:$250 billion
Raw Analysis JSON click to expand
Themes
Employment/staffingBusiness dealingsFinancial transactions/money flow
Organizations 10
GLOUS238 SOUTHERN FINANCIAL LLCiCapital Advisors. LLCiCapital NetworkCredit Suisse Securities (USA) LLCCredit SuisseDonaldson, Lufkin & JenretteDLJSalomon BrothersiCapital Securities. LLCYale University
Locations 1
USA
Financial Entities 2
Credit Suisse Securities (USA) LLCSalomon Brothers
Text Analysis
Tone
Professional
Purpose
To provide background information on John C. Robertshaw as part of Form ADV Part 2B.
Significance
This document provides details on John C. Robertshaw's professional experience and affiliations, which is relevant for assessing his qualifications and potential conflicts of interest.
File Info
File Name
EFTA01386517.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:45.588921
DOJ Source
View on DOJ