Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document details the fee structure for the Access Fund's investment in the Underlying Fund, including placement agent fees and the underlying fund management fee. It also mentions that investors with subscriptions of $5 million or more should consider investing directly in the Underlying Fund.
Metadata
- Subject
- GLDUS238 SOUTHERN FINANCIAL LLC
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0088333, SDNY GM_00234517
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Access Fund | Limited Partner | Underlying Fund | Access Fund is a limited partner of the Underlying Fund. |
| Raymond James | Placement Agent | Access Fund | Raymond James serves as a placement agent for the Access Fund. |
| Glendower | General Partner | Underlying Fund | Glendower is the General Partner of the Underlying Fund. |
Notable Quotes 2
The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital contribution to the Access Fund or part of such Limited Partner's Subscription.
Investors making a Subscription equal to or greater than $5 million should consider investing directly in the Underlying Fund.
Financial Information
Amounts:2.0%$5 million1.10%0.15%
Assets:
- capital commitment to the Underlying Fund
Transactions:
- Placement Fee: up to 2.0% of the Limited Partner's Subscription
- Underlying Fund Management Fee: initially 1.10% annual rate
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 7
GLDUS238 SOUTHERN FINANCIAL LLCAccess FundRaymond James & Associates, Inc.Raymond James Financial Services, Inc.Raymond JamesGlendower GPGlendower
Financial Entities 2
Raymond James & Associates, Inc.Raymond James Financial Services, Inc.
Text Analysis
- Tone
- Professional
- Purpose
- To describe the placement agent fees and underlying fund management fees associated with the Access Fund and the Underlying Fund.
- Significance
- This document outlines the financial arrangements and fee structures involved in the Access Fund's investment in the Underlying Fund.
File Info
- File Name
- EFTA01386575.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:53.043838
- DOJ Source
- View on DOJ