Illegal Activity
none
Blackmail
none
Date
1996-04-30
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an exhibit from Southern Financial LLC, outlining the Investment Company Act representations required for entities investing in the company. It details the criteria for an investor to be considered a 'qualified purchaser' under the Investment Company Act, including minimum investment amounts and ownership structures.
Metadata
- Subject
- Investment Company Act Representations
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0088542, SDNY GM_00234728
- Date
- 1996-04-30
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Investor | legal | Investment Company Act | Investor must meet the definition of a 'qualified purchaser' as defined in Section 2(aX51)(A) of the Investment Company Act. |
Notable Quotes 2
The Investor is a "qualified purchaser" as defined in Section 2(aX51)(A) of the Investment Company Act
Section 2(a)(8) of the Investment Company Act defines "company" as a corporation, partnership, association, joint stock company. trust, fund or any organized group of persons whether incorporated or not.
Financial Information
Amounts:$5,000,000$25,000.000
Assets:
- investments
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
SOUTHERN FINANCIAL LLCInvestment Company ActSecurities Act
Text Analysis
- Tone
- formal
- Purpose
- To document the investor's qualification as a 'qualified purchaser' under the Investment Company Act.
- Significance
- This document is a legal representation required for investment purposes, ensuring compliance with the Investment Company Act.
File Info
- File Name
- EFTA01386720.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:37.597642
- DOJ Source
- View on DOJ