Illegal Activity
none
Blackmail
none
Date
February 2018
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the eligibility criteria for an obligation to be considered a 'Collateral Obligation' by Alpha Group Capital LLC. It specifies requirements related to the type of loan, borrower location, currency, credit quality, redemption status, and other financial and legal considerations.
Metadata
- Subject
- SCHEDULE I ELIGIBILITY CRITERIA
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0088749
- Date
- February 2018
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Issuer | legal | Security Party | Issuer pledges obligation to the Security Party |
| Portfolio Advisor | business | Borrower | Portfolio Advisor acts on behalf of the Borrower |
| Security Agent | legal | secured parties | Security Agent acts for the benefit of the secured parties |
Notable Quotes 2
"Collateral Obligation": Any obligation (including a Participation Interest therein) held by the Issuer that as of the date the Issuer commits to acquire it (i.e., the trade date):
it is an obligation in respect of which following acquisition thereof by the Borrower by the selected method of transfer, (i) payments will not be subject to withholding tax (other than withholding tax imposed on commitment fees, amendment fees, waiver fees, consent fees, extension fees, or other similar fees) imposed by any jurisdiction, or (ii) the Obligor thereof is required to make 'gross-up" payments to the Borrower that cover the full amount of any such withholding on an after-tax basis;
Financial Information
Assets:
- Collateral Obligation
- Senior Secured Loan
- Second Lien Loan
- Unsecured Loan
- Participation Interest
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 7
RIN IIAlpha Group Capital LLCIssuerSecurity PartyBorrowerPortfolio AdvisorSecurity Agent
Locations 1
Permitted Country
Text Analysis
- Tone
- Professional
- Purpose
- To define the eligibility criteria for a 'Collateral Obligation'
- Significance
- Defines the requirements for an obligation to be considered a 'Collateral Obligation' within the context of a financial agreement.
File Info
- File Name
- EFTA01386855.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.023328
- DOJ Source
- View on DOJ