Illegal Activity
none
Blackmail
none
Date
2018-08-31
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
Vijay Sawant confirms the KYC status of Butterfly Trust and Neptune, LLC, noting that a CDD form is not required for Butterfly Trust and that Richard Kahn needs to be added as a Responsible Party for Neptune. The email relates to a periodic review of high-risk accounts within the Deutsche Bank Group.
Metadata
- Subject
- RE: 2018 Periodic Review of High Risked Account Butterfly Truss and Neptune, LLC
- Sender
- Vijay-A Sawant
- Recipients
- Stewart Oldfiel, Mayur Ratho, Bradley Gillin
- Document ID
- DB-SDNY-0088900
- Date
- 2018-08-31
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vijay-A Sawant | work | Stewart Oldfield | Email correspondence regarding KYC review of high-risk accounts. |
| Richard Kahn | RP | Neptune, LLC | Richard Kahn is a Responsible Party (RP) for Neptune, LLC. |
| Butterfly Trust | financial | SOUTHERN FINANCIAL RELATIONSHIP | Butterfly Trust is under the SOUTHERN FINANCIAL RELATIONSHIP. |
| Neptune, LLC | financial | SOUTHERN FINANCIAL RELATIONSHIP | Neptune, LLC is under the SOUTHERN FINANCIAL RELATIONSHIP. |
Notable Quotes 2
We confirm that we do not require CDD form for this account & everything ok with this acct.
For Neptune, we agree that we have all dots for Richard Kahn. The only reason we clarified below is because he was missing as RP, from the previously approved KYC.
Red Flags 1
- The accounts are flagged as 'High Risked'.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
Butterfly TrustNeptune, LLCDeutsche GB Centre Private LimitedDeutsche Bank GroupSOUTHERN FINANCIAL RELATIONSHIP
Locations 1
81, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To confirm the status of KYC reviews for Butterfly Trust and Neptune, LLC.
- Significance
- The email discusses the KYC (Know Your Customer) review process for high-risk accounts, specifically Butterfly Trust and Neptune, LLC, and the need to add Richard Kahn as a Responsible Party for Neptune.
File Info
- File Name
- EFTA01386948.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:00.993444
- DOJ Source
- View on DOJ