Illegal Activity
suspicious
Blackmail
none
Date
2019-01-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Alan Brody informs Stewart Oldfield that Paul Barrett wants to open a Pershing account for Alpha Capital with DVP away instructions and requests assistance with KYC and onboarding. Stewart Oldfield forwards the email to Andrew Gallivan to discuss the matter.
Metadata
- Subject
- Fwd: Alpha Capital
- Sender
- Stewart Oldfield
- Recipients
- Andrew Gallivan
- Document ID
- DB-SDNY-0088924
- Date
- 2019-01-24
Illegal Activity
- Severity
- suspicious
- Description
- The mention of 'DVP away instructions' could potentially be a red flag, depending on the context. It warrants further investigation to ensure compliance with regulations.
- Content Type
- first_hand
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | work | Andrew Gallivan | Stewart Oldfield asks Andrew Gallivan to discuss Alpha Capital. |
| Alan Brody | work | Stewart Oldfield | Alan Brody informs Stewart Oldfield about Paul Barrett wanting to open a Pershing account for Alpha Capital. |
| Paul Barrett | business | Alpha Capital | Paul Barrett wants to open a Pershing account for Alpha Capital. |
| Alan Brody | work | Liam Osullivan | Liam Osullivan is CC'd on the email from Alan Brody to Stewart Oldfield. |
Notable Quotes 2
He wants to open a Pershing account in IWP (KCP's new name) with DVP away instructions.
Paul says he can sign the KCP onboarding agreement for Alpha. Would you mind getting the KYC and onboarding going with Paul?
Financial Information
Transactions:
- Opening a Pershing account for Alpha Capital with DVP away instructions.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 7
Deutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Alpha CapitalPershingIWP (KCP's new name)KCP Americas Global Investments & Trading
Locations 3
New YorkNY345 Park Avenue
Financial Entities 2
Deutsche BankPershing
Text Analysis
- Tone
- Professional
- Purpose
- To coordinate the opening of a Pershing account for Alpha Capital.
- Significance
- The email discusses the onboarding of Alpha Capital as a client and the opening of a Pershing account.
File Info
- File Name
- EFTA01386963.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:55.399876
- DOJ Source
- View on DOJ