EFTA01386997.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-09-25
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Stewart Oldfield sent meeting notes to Bradley GiIlin regarding Southern Financial, a new client of Deutsche Bank. The notes detail the introduction of the DB team to Paul Barrett of Southern Financial, their plans to trade SF LLC and STC accounts, and the support required from DB.
Metadata
Subject
meeting notes - Southern Financial
Sender
Stewart Oldfield
Recipients
Bradley GiIlin
Document ID
DB-SDNY-0088985
Date
2017-09-25
Relationships 3
Entity 1RelationshipEntity 2Description
Stewart Oldfield email correspondence Bradley GiIlin Stewart Oldfield sends meeting notes to Bradley GiIlin.
Southern Financial client Paul S. Barrett Paul Barrett opened his own RIA with Southern Financial as their initial client.
DB business Southern Financial DB team met with Southern Financial to discuss trading plans.
Notable Quotes 2
Paul opened his own RIA with Southern Financial as their initial client
Will be a major ramp in trading once up and running
Financial Information
Amounts:0.04 per share3.00 per contract1.00 per contract
Assets:
  • asset classes
Transactions:
  • Plans to trade SF LLC and STC accounts
Media & Journalist References
  • Jim Reid (Deutsche Bank's most read analyst)
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Southern FinancialAlpha Group CapitalDBDeutsche BankSF LLCSTC
Text Analysis
Tone
Informative
Purpose
To share meeting notes and provide updates on a new client, Southern Financial, and their trading plans.
Significance
The document outlines the initial stages of a business relationship between Deutsche Bank (DB) and Southern Financial, including plans for trading and the support required from DB.
File Info
File Name
EFTA01386997.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:41.685495
DOJ Source
View on DOJ