EFTA01387058.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-08-13
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email from Paul Barrett to Liam Osullivan and others provides an update on the trading of RBS Float PERP and SERV securities. It details the quantities sold, prices achieved, and remaining working balances.
Metadata
Subject
Re: Indications (C)
Sender
Paul Barrett
Recipients
Liam Osullivan, Joshua Shoshan, Stewart Oldfield, Martin Zeman, Xavier Avila
Document ID
DB-SDNY-0089108
Date
2018-08-13
Relationships 2
Entity 1RelationshipEntity 2Description
Liam Osullivan employment Deutsche Bank Wealth Management Liam O'Sullivan is AVP at Deutsche Bank Wealth Management
Paul Barrett employment Alpha Group Capital LLC Paul Barrett works at Alpha Group Capital LLC
Notable Quotes 2
Sold 1mm at 94.875 ( Street 99.00) —working balance, 3mm, at 94.875 street price.
Sold 200m at 98.8795 (Street 99.0045) — working balance, 700m, at 99.00 street price.
Financial Information
Amounts:4mm1mm3mm900m200m700m
Assets:
  • RBS Float PERP 780097AU5
  • SERV 7 % 03/01/38 81760NAB5
Transactions:
  • Sold 1mm at 94.875
  • Sold 200m at 98.8795
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 6
Paul BarrettLiam OsullivanJoshua ShoshanStewart OldfieldMartin ZemanXavier Avila
Organizations 7
Alpha Group Capital LLCDB Securities IncDeutsche Bank Wealth ManagementDeutsche Bank Securities IncDEIS!F/NRAPershing NetX 360
Locations 5
New YorkNYUSA142 W 571' Street, Floor. New York, NY 10019345 Park Avenue 10154.0004 New York. NY, USA
Financial Entities 2
RBSSERV
Text Analysis
Tone
Professional
Purpose
To provide an update on the trading of specific financial instruments.
Significance
The document provides information on the sale of RBS Float PERP and SERV securities, including quantities, prices, and working balances.
File Info
File Name
EFTA01387058.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:32.965629
DOJ Source
View on DOJ