EFTA01387142.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-08-13
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Liam O'Sullivan sends an email to Paul Barrett and others providing an update on the sale of financial assets, including RBS Float PERP and SERV. The email details the amounts sold, prices, and working balances.
Metadata
Subject
RE: Indications (C)
Sender
Liam Osullivan
Recipients
Paul Barrett, Joshua Shoshan, Martin Zeman, Xavier Avila, Stewart 0ldfield
Document ID
DB-SDNY-0089268
Date
2018-08-13
Relationships 2
Entity 1RelationshipEntity 2Description
Liam Osullivan Employment DB Securities Inc Liam O'Sullivan is AVP at DB Securities Inc
Paul Barrett Employment Alpha Group Capital Paul Barrett works at Alpha Group Capital
Notable Quotes 3
4mm RBS Float PERP 780097AU5 - 94.50
Sold 1mm at 94.875 ( Street 99.00) —working balance, 3mm, at 94.875 street price.
900m SERV 7'''/ 03/01/38 81760NAB5 - 99
Financial Information
Amounts:4mm1mm94.87599.003mm94.875900m200m98.879599.0045700m99.00
Assets:
  • 4mm RBS Float PERP 780097AU5
  • 900m SERV 7'''/ 03/01/38 81760NAB5
Transactions:
  • Sold 1mm at 94.875 ( Street 99.00)
  • Sold 200m at 98.8795 (Street 99.0045)
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 6
Liam OsullivanPaul BarrettJoshua ShoshanMartin ZemanXavier AvilaStewart 0ldfield
Organizations 7
DB Securities IncDeutsche Bank Wealth ManagementDeutsche BankF1NRAOBS1Key Client Partners (KCP)Alpha Group Capital
Locations 1
New York, NY, USA
Financial Entities 1
Pershing NetX 360
Text Analysis
Tone
Professional
Purpose
To provide an update on financial transactions.
Significance
The email details the sale of financial assets and provides working balances.
File Info
File Name
EFTA01387142.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:33.752255
DOJ Source
View on DOJ