EFTA01387364.txt Text dataset_10 View on DOJ

This document is an agreement related to the acquisition of structured products, defining the client's responsibilities and representations, particularly regarding their status as a Qualified Institutional Buyer. It outlines the terms and conditions under which the client can acquire these products.

Subject

Structured Product Acquisition Agreement

Sender

—

Recipients

—

Document ID

SDNY GM_00238022, DB-SDNY-0089838

Date

—

I agree that I wet read careiully any prospectus. term sheet and any other tithe mg document (any :Anita prospectus, tern sheet or offering document, an 'Offering Document") that i now receive in connection Witt die acquisitioriol any Structured Product for my Account, including disclosures In any such Offering noroment desrsil ling the fete I may pay in connector with the Structured Product as well as representations and warranties flee ; isea be deemed to have made in connection with the acquisition of the Structured Product.

I represent that Client qualifies as a 'Qualified Institutionel Suyer" a iteened below.

Financial transactions/money flowLegal matters/litigationBusiness dealings

Internal Ronnie CodeU.S. Small Business AdministrationInvestment Advisors Act of /940Employee Retirement Income Security Act of 1974Investment Company Am of 194f)Investment Advisors Act of 1940Securities Exchange Act of 1934Investment Company Act of 1940

Massachusetts

Tone

Professional

Purpose

To establish the terms and conditions for the acquisition of structured products, including the client's representation as a Qualified Institutional Buyer.

Significance

This document outlines the agreement and qualifications required for a client to acquire structured products, indicating a formal business relationship.

File Name

EFTA01387364.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:42:52.772768

DOJ Source

View on DOJ