Illegal Activity
suspicious
Blackmail
none
Date
2018-09-05
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Vijay Sawant emailed Stewart Oldfield to remind him to review and submit KYC information for high-risk accounts, including KYC Casett01977700, Butterfly Trust, and Neptune, LLC. The email highlights the importance of AML compliance and risk management within Deutsche Bank.
Metadata
- Subject
- RE: 2018 Periodic Review of Hi h Risked Accounts Butterfly Trust () and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP [I)
- Sender
- Vijay-ASm
- Recipients
- Stewart Oldfield
- Document ID
- KYC Casett01977700
- Date
- 2018-09-05
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses the review of 'high risked accounts' which could potentially involve illegal activity, but there is no clear evidence of it in this email.
- Content Type
- first_hand
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vijay Sawant | Business | Stewart Oldfield | Vijay Sawant is requesting Stewart Oldfield to review and submit KYC information for high-risk accounts. |
| Stewart Oldfield | Employment | Deutsche Bank Trust Company Americas | Stewart Oldfield is a Director at Deutsche Bank Trust Company Americas. |
Notable Quotes 2
Just wanted to remind you that KYC Casett01977700 also requires your review and submission to AML as per attached email.
This case has 2 other accounts, so we will have 5 high risked accounts submitted today.
Red Flags 1
- High-risk accounts requiring KYC review.
Financial Information
Assets:
- Butterfly Trust
- Neptune, LLC
- Mort, Inc
- Gratitude
Legal Compliance
- Review and submission of KYC information for high-risk accounts to AML.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 8
Butterfly TrustNeptune, LLCDeutsche CUB Centre Private LimitedDeutsche Bank GroupDeutsche BankDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.
Locations 4
Mumbai, IndiaNew York, NY345 Park Avenue, New York, NY 10154BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East. Mumbai - 400063, India
Financial Entities 4
Deutsche BankDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.
Text Analysis
- Tone
- Professional
- Purpose
- To remind Stewart Oldfield to review and submit KYC information for high-risk accounts.
- Significance
- The email discusses the periodic review of high-risk accounts, which is important for compliance and risk management.
File Info
- File Name
- EFTA01387411.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:50.172071
- DOJ Source
- View on DOJ