Illegal Activity
suspicious
Blackmail
none
Date
2018-08-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Vijay Sawant from Deutsche Bank is following up on the periodic review of high-risk accounts, Butterfly Trust and Neptune LLC, requesting clarification on the nature of the Butterfly Trust and noting discrepancies in the KYC information for Neptune LLC. The email highlights the bank's due diligence process for high-risk accounts.
Metadata
- Subject
- RE: 2018 Periodic Review of High Risked Accounts (GCIS I), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS the SOUTHERN FINANCIAL RELATIONSHIP jlj
- Sender
- Vijay-A Sawant
- Recipients
- Stewart Oldfield, Richard larossi
- Document ID
- GCIS#486426, GCIS
- Date
- 2018-08-24
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses high-risk accounts and discrepancies in KYC information, which could potentially be related to money laundering or other financial crimes. The addition of Richard Kahn as manager of Neptune LLC without proper KYC updates is suspicious.
- Content Type
- first_hand
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vijay Sawant | Employment | Deutsche Bank Group | Vijay Sawant is an employee of Deutsche Bank Group. |
| Richard Kahn | Business | Neptune LLC | Richard Kahn has been added as manager of Neptune LLC. |
Notable Quotes 3
We have received material change confirmation from Brad on below accounts as per attached email. So following are list of items pending on these accounts -
Butterfly trust — Kindly confirm if this is a Personal Trust and NOT Corporate Trust? After reviewing the trust agreement, we noticed that the UBO's seem not related to the grantor. The reason for this request is to evaluate whether we require CDD form for this account or not. NOTE: we require CDD form ONLY in case of Corporate Trusts.
Neptune LLC — Please note that Richard Kahn has been added as manager as per Operating Agreement even though he was NOT added as an RP in the previously approved KYC Case#01790739.
Red Flags 2
- The UBOs of Butterfly Trust seem not related to the grantor, raising questions about the nature of the trust.
- Richard Kahn was added as manager of Neptune LLC without being added as an RP in the previously approved KYC case.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
Deutsche GB Centre Private LimitedDeutsche Bank GroupDeutsche CM Centre Private LimitedButterfly TrustNeptune LLC
Locations 4
NYCMumbaiIndiaDB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Gore aon East, Mumbai 400063, India
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- The email is a follow-up regarding the periodic review of high-risk accounts, specifically Butterfly Trust and Neptune LLC, requesting confirmation and clarification on certain aspects.
- Significance
- The email highlights the due diligence process for high-risk accounts and the need for accurate KYC information.
File Info
- File Name
- EFTA01387414.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:50.277606
- DOJ Source
- View on DOJ