EFTA01387669.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-06-01
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email from Davide Sferrazza at Deutsche Bank confirms a US curve cap transaction with Paul Barrett involving Southern Financial LLC. The transaction details include the notional amount, expiry, settlement, strike, underlying, and premium.
Metadata
Subject
2Y 2sl0s Curve Cap Confirmation
Sender
Davide-A Sferrazza
Recipients
Paul Barrett, Richard Kahn, Stewart Oldfield, Martin Zeman, Liam Osullivan
Document ID
DB-SDNY-0090729
Date
2018-06-01
Relationships 3
Entity 1RelationshipEntity 2Description
Davide-A Sferrazza Employment Deutsche Bank Davide-A Sferrazza is an Analyst at Deutsche Bank.
Paul Barrett Business Southern Financial LLC Paul Barrett is involved in a financial transaction with Southern Financial LLC.
Southern Financial LLC Financial DB Southern Financial LLC pays DB a premium for a US curve cap.
Notable Quotes 2
To confirm you bought: US curve cap Notional: USD 45,000,000 Expiry: June 1, 2020 Settlement: June 3, 2020 Strike: 0.10% Underlying: (10y swap — 2y swap) Premium: Southern Financial LLC pays DB $96,750 value June 5, 2018
Thank you for the trade.
Financial Information
Amounts:USD 45,000,000$96,750
Assets:
  • US curve cap
Transactions:
  • Purchase of US curve cap
  • Premium payment from Southern Financial LLC to DB
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
Deutsche Bank Securities, IncDeutsche Bank Wealth ManagementSouthern Financial LLCDB
Locations 2
New York, NY, USA345 Park Avenue 101 4.0004 New York, NY
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To confirm a financial transaction involving a US curve cap.
Significance
Confirms a financial transaction between Southern Financial LLC and Deutsche Bank.
File Info
File Name
EFTA01387669.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:14.814668
DOJ Source
View on DOJ