Illegal Activity
suspicious
Blackmail
none
Date
2018-08-31
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Vijay Sawant from Deutsche Bank is requesting clarification from Stewart Oldfield and Richard larossi regarding KYC cases for Butterfly trust and Neptune LLC, specifically regarding the nature of the Butterfly trust and the addition of Richard Kahn as manager of Neptune LLC. The email highlights potential discrepancies and the need for further investigation to ensure compliance.
Metadata
- Subject
- RE: 2018 Periodic Review of High Risked Accounts
- Sender
- Vijay-A Sawant
- Recipients
- Stewart Oldfield, Richard larossi
- Document ID
- KYC Case#01977698, KYC Case#01790739, GCIS#486426, GCIS#487264
- Date
- 2018-08-31
Illegal Activity
- Severity
- suspicious
- Description
- The email raises concerns about KYC compliance and potential discrepancies in the information provided for Butterfly trust and Neptune LLC, which could indicate suspicious activity.
- Content Type
- first_hand
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vijay-A Sawant | business | Stewart Oldfield | Vijay Sawant is requesting information from Stewart Oldfield regarding KYC cases. |
| Richard Kahn | business | Neptune LLC | Richard Kahn has been added as manager of Neptune LLC. |
| Butterfly trust | financial | Deutsche Bank | Deutsche Bank is performing KYC on Butterfly trust. |
| Neptune LLC | financial | Deutsche Bank | Deutsche Bank is performing KYC on Neptune LLC. |
Notable Quotes 2
Kindly confirm if this is a Personal Trust and NOT Corporate Trust?
Please note that Richard Kahn has been added as manager as per Operating Agreement even though he was NOT added as an RP in the previously approved KYC Case#01790739.
Red Flags 2
- The UBO's of Butterfly trust seem not related to the grantor, requiring further investigation.
- Richard Kahn was added as manager of Neptune LLC without being added as an RP in the previously approved KYC case.
Legal Compliance
- KYC compliance for Butterfly trust and Neptune LLC.
- Need to determine if Butterfly trust is a Personal Trust or Corporate Trust to determine if CDD form is required.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 7
Deutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Deutsche O8 Centre Private Limited - Deutsche Bank GroupButterfly trustNeptune LLCSOUTHERN FINANCIAL RELATIONSHIP
Locations 5
345 Park Avenue, New York, NY 10154MumbaiIndiaBi, D8 Centre Mumbai, Nirlon Knowledge Park, Western Express HighwayGoregaon Fag, Mumbai - 400 063, India
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To request information and clarification regarding KYC cases for Butterfly trust and Neptune LLC.
- Significance
- The email highlights the KYC process and the need for clarification on the nature of the Butterfly trust and the addition of Richard Kahn as manager of Neptune LLC.
File Info
- File Name
- EFTA01388175.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:44.813135
- DOJ Source
- View on DOJ