EFTA01388220.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-06-05
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email from Liam O'Sullivan at DB Securities Inc informs Paul Barrett that he sold 18,403 shares of C 5.8% Ser C Pref at 25.30 and no longer has a position in this security. The email also includes standard disclaimers and confidentiality notices.
Metadata
Subject
Trade Details --> 06/05/2018 (CI
Sender
Liam Osullivan
Recipients
Paul Barrett I, 'Richard Kahn' I
Document ID
DB-SDNY-0091666
Date
2018-06-05
Relationships 2
Entity 1RelationshipEntity 2Description
Liam O'Sullivan Employment DB Securities Inc Liam O'Sullivan is AVP at DB Securities Inc
Paul Barrett Client DB Securities Inc Paul Barrett is a client of DB Securities Inc
Notable Quotes 1
You sold 18,403 shares of C 5.8% Ser C Pref at 25.30. You no longer have a position in this security.
Financial Information
Amounts:25.305.8%
Assets:
  • 18,403 shares of C 5.8% Ser C Pref
Transactions:
  • Sold 18,403 shares of C 5.8% Ser C Pref at 25.30
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 8
Liam OsullivanPaul BarrettRichard KahnDavide-A SferrazzaJoshua ShoshanStewart OldfieldMartin ZemanXavier Avila
Organizations 5
DB Securities IncDeutsche Bank Wealth Mena ementPershing NetX 360Deutsche BankFINRA
Locations 1
US
Financial Entities 1
Deutsche Bank Securities inc.
Text Analysis
Tone
Professional
Purpose
To inform Paul Barrett of a trade that occurred in his account.
Significance
This document provides details of a financial transaction.
File Info
File Name
EFTA01388220.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:25.651209
DOJ Source
View on DOJ