Illegal Activity
none
Blackmail
none
Date
2014-07-21
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a trading authorization form from Deutsche Bank Securities Inc. that allows a designated agent to buy, sell, and trade securities on behalf of the account holder. It outlines the terms and conditions of the authorization, including indemnification and revocation procedures.
Metadata
- Subject
- Trading Authorization Limited to Purchases and Sales of Securities
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0091924
- Date
- 2014-07-21
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Mahon/ell Agent | Agent | Deutsche Bank | Mahon/ell Agent is authorized to buy, sell, and trade securities on behalf of the account holder. |
| Deutsche Bank Securities Inc. | Subsidiary | Deutsche Bank AG | Deutsche Bank Securities Inc. is a subsidiary of Deutsche Bank AG. |
Notable Quotes 2
The undersigned hereby authorizes (whose signature appears below) as his or her agent and IMO:Ili:4 in tact to buy. sell (including short sates) and trade in stocks, bonds. and any other securities andfor contracts relating to the same on margin or otherwise in accordance with your terms and conditions for the undersigned's account and risk and in the undersigned's names, or number on your books.
This authorization and indemnity is alsO a continuing one and shall remain in full force and effect until revoked by the undersigned by a written notice addressed to you and delivered to the !Ranch office of the Client Advisor whose signature appears below, but such revocation shall not affect any liability in any way resulting from transactions initiated prior to such revocation.
Financial Information
Assets:
- Stocks
- Bonds
- Securities
Transactions:
- Purchases and sales of securities
- Trading in stocks, bonds, and other securities
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 4
Deutsche BankDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Deutsche Bank AG
Locations 1
United States
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
- Tone
- Legal
- Purpose
- To authorize an agent to trade securities on behalf of an account holder.
- Significance
- This document grants trading authorization to an agent and outlines the terms and conditions of that authorization.
File Info
- File Name
- EFTA01388391.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:30.627235
- DOJ Source
- View on DOJ