Illegal Activity
none
Blackmail
none
Date
2019-01-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Alan Brody requests Stewart Oldfield to initiate KYC and onboarding for Paul Barrett, who wants to open a Pershing account for Alpha Capital. Stewart Oldfield acknowledges the request and suggests discussing it before proceeding.
Metadata
- Subject
- Re: Alpha Capital
- Sender
- Stewart Oldfield
- Recipients
- Alan Brody
- Document ID
- DB-SDNY-0091972
- Date
- 2019-01-24
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | employment | Deutsche Bank | Stewart Oldfield works for Deutsche Bank. |
| Alan Brody | employment | Deutsche Bank | Alan Brody works for Deutsche Bank. |
| Paul Barrett | business | Alpha Capital | Paul Barrett can sign the KCP onboarding agreement for Alpha Capital. |
| KCP | business | IWP | IWP is the new name for KCP. |
Notable Quotes 2
He wants to open a Pershing account in IWP (KCP's new name) with DVP away instructions.
Would you mind getting the KYC and onboarding going with Paul?
Financial Information
Transactions:
- Opening a Pershing account in IWP with DVP away instructions.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 7
Alpha CapitalDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.IWP (KCP's new name)KCPPershing
Locations 2
345 Park Avenue, New York, NY 10154New York, NY
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To coordinate the opening of a Pershing account for Alpha Capital and initiate the KYC and onboarding process.
- Significance
- This email documents the initiation of a financial account opening and related compliance procedures.
File Info
- File Name
- EFTA01388428.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:07.040183
- DOJ Source
- View on DOJ