EFTA01388525.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-09-21
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email from Davide Sferrazza at Deutsche Bank confirms with Paul Barrett the unwinding of two US curve cap spread positions. The email details the notional amounts, expiry dates, settlement dates, strike prices, and premium payments associated with the transactions.
Metadata
Subject
2Y 2s10s Curve Cap Confirmation IC]
Sender
Davide-A Sferrazza
Recipients
Paul Barrett
Document ID
DB-SDNY-0092121
Date
2018-09-21
Relationships 3
Entity 1RelationshipEntity 2Description
Davide-A Sferrazza employment Deutsche Bank Securities, Inc. Davide-A Sferrazza is an Analyst at Deutsche Bank Securities, Inc.
Deutsche Bank financial transaction Southern Financial LLC Deutsche Bank pays Southern Financial LLC premiums for US curve caps.
Paul Barrett business Deutsche Bank Paul Barrett unwound two 2y10y spread caps with Deutsche Bank.
Notable Quotes 1
To confirm, you unwound the two 2y10y spread caps you had open per the below:
Financial Information
Amounts:USD 45,000,000$72,500$68,500
Assets:
  • US curve cap
Transactions:
  • Unwinding of two 2y10y spread caps
  • Premium payments from DB to Southern Financial LLC
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
Deutsche Bank Securities, Inc.Deutsche Bank Wealth ManagementSouthern Financial LLCDB
Locations 3
New YorkNY, USA345 Park Avenue 10154.0004 New York. NY, USA
Financial Entities 2
Deutsche BankSouthern Financial LLC
Text Analysis
Tone
Professional
Purpose
To confirm the unwinding of two 2y10y spread caps by Paul Barrett.
Significance
Confirms a significant financial transaction involving curve caps and premium payments.
File Info
File Name
EFTA01388525.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:02.303952
DOJ Source
View on DOJ