Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
The document outlines the advance rates for NYSE, AMU, or NASDAQ equity and Mutual Fund shares valued at less than $10.00 per share when used as collateral. It also mentions that advance rates for AluMal Funds are subject to other internal guidelines and exposure limits.
Metadata
- Subject
- —
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0092427, SDNY_GM_00238611
- Date
- —
Financial Information
Amounts:$1 0.000%
Assets:
- equity
- Mutual Fund shares
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 3
NYSEAMUNASDAQ
Text Analysis
- Tone
- Professional
- Purpose
- Describes advance rates for equity and mutual fund shares used as collateral.
- Significance
- Defines the conditions under which certain financial instruments can be used as collateral.
File Info
- File Name
- EFTA01388711.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:26.233050
- DOJ Source
- View on DOJ