Illegal Activity
suspicious
Blackmail
none
Date
2018-08-31
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Stewart Oldfield is seeking clarification from Vijay Sawant regarding KYC confirmations for Butterfly Trust and Neptune, LLC, both under the SOUTHERN FINANCIAL RELATIONSHIP. He also inquires about adding Richard larossi as a Responsible Party for Neptune, LLC, given his prior KYC clearance for other accounts.
Metadata
- Subject
- Re: 2018 Periodic Review of High Risked Accounts
- Sender
- Stewart Oldfield
- Recipients
- Vijay-A Sawant
- Document ID
- KYC Case#01977698
- Date
- 2018-08-31
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses KYC for 'High Risked Accounts' and the addition of a Responsible Party (RP) to Neptune, LLC. While not explicitly illegal, the mention of 'high-risk' accounts warrants further scrutiny.
- Content Type
- first_hand
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | Business | Vijay Sawant | Email correspondence regarding KYC for high-risk accounts. |
| Butterfly Trust | Financial | SOUTHERN FINANCIAL RELATIONSHIP | Butterfly Trust is under the SOUTHERN FINANCIAL RELATIONSHIP. |
| Neptune, LLC | Financial | SOUTHERN FINANCIAL RELATIONSHIP | Neptune, LLC is under the SOUTHERN FINANCIAL RELATIONSHIP. |
| Richard larossi | Business | Neptune, LLC | Consideration of adding Richard larossi as a Responsible Party (RP) for Neptune, LLC. |
Notable Quotes 2
For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts, correct?
Please see pending confirmations required in KYC Case#01977698 for Butterfly & Neptune, below -
Financial Information
Assets:
- High Risked Accounts
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 11
Deutsche BankDeutsche as Centre Private limitedDeutsche Bank GroupDeutsche Bank Trust Company AmericasDeutsche Bank Securities Inc.GCISaButterfly TrustGCISandNeptune, LLCGClaSOUTHERN FINANCIAL RELATIONSHIP
Locations 5
MumbaiIndiaNew York, NY345 Park Avenue, New York, NY 10154BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon Fast, Mumbai - 400063, India
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To discuss and resolve pending confirmations required for KYC cases related to Butterfly Trust and Neptune, LLC.
- Significance
- The email discusses KYC (Know Your Customer) procedures for high-risk accounts, which is a critical aspect of regulatory compliance for financial institutions.
File Info
- File Name
- EFTA01388784.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:51.790156
- DOJ Source
- View on DOJ