Illegal Activity
suspicious
Blackmail
none
Date
2018-09-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Vijay Sawant from Deutsche Bank is informing Bradley Gillin and Richard larossi about a Corp Resolution issue found in multiple accounts within the Sothern Financial Relationship. He is also scheduling a discussion to resolve a rejection point in the case related to Neptune LLC.
Metadata
- Subject
- RE: Neptune LLC Corp Resolution Query - KYC#01977698
- Sender
- Vijay-A Sawant
- Recipients
- Bradley Gillin, Richard larossi
- Document ID
- KYC#01977698
- Date
- 2018-09-18
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses a 'Corp Resolution issue' found in multiple accounts. While not explicitly illegal, this could potentially indicate compliance issues or irregularities that warrant further investigation.
- Content Type
- first_hand
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vijay-A Sawant | business | Bradley Gillin | Vijay Sawant is communicating with Bradley Gillin regarding a Corp Resolution issue. |
| Vijay-A Sawant | business | Richard larossi | Vijay Sawant is communicating with Richard larossi regarding a Corp Resolution issue. |
| JEGE LLC | business | Sothern Financial | JEGE LLC is part of the Sothern Financial Relationship. |
| NES LLC | business | Sothern Financial | NES LLC is part of the Sothern Financial Relationship. |
| Plan D | business | Sothern Financial | Plan D is part of the Sothern Financial Relationship. |
| Neptune LLC | business | Deutsche Bank | Neptune LLC is a client of Deutsche Bank, and there is a Corp Resolution issue. |
Notable Quotes 2
As per our call today, please note the below Corp Resolution issue was found in other accounts in the Sothern Financial Relationship, listed below
I wanted to have a quick chat regarding the attached corp resolutions for Neptune LLC when you come in today, so we can solve a rejection point in our case 1977698, thanks.
Red Flags 1
- Corp Resolution issue found in multiple accounts (JEGE LLC, NES LLC, Plan D) within the Sothern Financial Relationship.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 4
Deutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Sothern FinancialDeutsche OB Centre Private Limited - Deutsche Bank Group
Locations 4
345 Park Avenue, 24th Fl, Ncw York, NY 10154MumbaiIndiaB1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway, Gore aon East, Mumbai - 400063, India
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform Bradley Gillin and Richard larossi about a Corp Resolution issue found in multiple accounts within the Sothern Financial Relationship and to schedule a discussion to resolve a rejection point in the case.
- Significance
- The email highlights a potential compliance issue related to Corp Resolutions in multiple accounts, requiring resolution.
File Info
- File Name
- EFTA01388794.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:06.854355
- DOJ Source
- View on DOJ