Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
The document outlines the advance rates for NYSE, AMU or NASDAQ equity and Mutual Fund shares valued at less than $10.00 per share, which will not be accepted as collateral. It also states that advance rates for AluMal Funds are subject to other internal guidelines and exposure limits.
Metadata
- Subject
- —
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0093342, SDNY_GM_00239526
- Date
- —
Notable Quotes 2
NYSE. AMU or NASDAQ equity and Mutual Fund shares valued at less than $1 0.00 per share will be (pm a Maximum "'Avarice Rate of 0% (Zero) and trill not be accepted as Collateral.
Advance rates for AluMal Funds are subject to other internal guidelines and exposure limits as in effect front time to
Financial Information
Amounts:$10.000%
Assets:
- equity
- Mutual Fund shares
- AluMal Funds
- Collateral
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 4
NYSEAMUNASDAQMutual Fund
Text Analysis
- Tone
- Professional
- Purpose
- To outline the advance rates for NYSE, AMU or NASDAQ equity and Mutual Fund shares and AluMal Funds used as collateral.
- Significance
- This document outlines financial guidelines for collateral acceptance.
File Info
- File Name
- EFTA01389084.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:07.345531
- DOJ Source
- View on DOJ