Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Procedures Document
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the procedures for portfolio reconciliations between DB and its US-based clients. It defines key terms like Data Reconciliation, Discrepancy, and Valuation, and sets a threshold for discrepancies that require resolution.
Metadata
- Subject
- Portfolio Reconciliation Procedures
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0093393
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| DB | Business | Client | Portfolio reconciliations between DB and Client |
Notable Quotes 2
"Data Reconciliation" means a comparison of Portfolio Data and, to the extent applicable, SDR Data received or obtained by one party against such party's own books and records of swaps between the parties and, in respect of any Discrepancy, a process for identifying and resolving such Discrepancy.
"Discrepancy Threshold Amount" means, in respect of a swap, an amount equal to ten percent (10%) of the higher of the two absolute values of the respective Valuations assigned to such swap by both parties.
Financial Information
Amounts:ten percent (10%)
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 2
DBCFTC
Locations 1
US
Text Analysis
- Tone
- Professional
- Purpose
- To define the procedures for portfolio reconciliations between DB and its clients who are US persons.
- Significance
- Defines the process for reconciling portfolio data and resolving discrepancies between DB and its clients, ensuring compliance with regulations.
File Info
- File Name
- EFTA01389101.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:16.868472
- DOJ Source
- View on DOJ