EFTA01389131.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-11-1
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a KYC (Know Your Customer) form outlining due diligence checks. It includes questions about criminal offenses, litigation against Deutsche Bank, and associations with sanctioned or high-risk countries.
Metadata
Subject
KYC Mint
Sender
Recipients
Document ID
DB-SDNY-0093462, SDNY GM_00239646
Date
2018-11-1
Relationships 3
Entity 1RelationshipEntity 2Description
James P Carroll legal Dawn Prosser Civil Action court case of James P Carroll v Dawn Prosser (a divorce case)
Erika Kellerhals legal James P Carroll v Dawn Prosser Erika Kellerhals as general counsel
Erika Kellerhals legal Supermarket Source Inc Mother case with Supermarket Source Inc lists Enka as the defendent's counsel.
Legal Compliance
  • Potential litigation against Deutsche Bank AG or its subsidiaries
  • Financial or other association/interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)
  • Financial or other association/interactions within high risk countries
Raw Analysis JSON click to expand
Themes
Legal matters/litigationFinancial transactions/money flowCompliance/regulatory
Organizations 5
KYC MintSupermarket Source IncDeutsche Bank AGOffice of Foreign Assets Control (OFAC)LexisNexis
Financial Entities 1
Deutsche Bank AG
Text Analysis
Tone
Informative
Purpose
To document KYC (Know Your Customer) due diligence and compliance checks.
Significance
The document outlines the process of verifying a client's background, including legal history and potential risks associated with financial transactions.
File Info
File Name
EFTA01389131.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:11.556663
DOJ Source
View on DOJ