Illegal Activity
suspicious
Blackmail
none
Date
2019-07-17
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email chain involves an urgent request for financial data related to Southern Financial from 2018-2019. The email also raises concerns about missing brokerage assets, prompting an investigation into whether the account was impacted last year.
Metadata
- Subject
- FW: Urgent Request (Sc]
- Sender
- Stewart Oldfield
- Recipients
- Kimberly Hart
- Document ID
- DB-SDNY-0093480
- Date
- 2019-07-17
Illegal Activity
- Severity
- suspicious
- Description
- The mention of missing brokerage assets raises a suspicion of potential financial irregularities, but there is no clear evidence of illegal activity being committed or planned by the sender.
- Content Type
- first_hand
Evidence:
- Mention of missing brokerage assets could indicate potential financial irregularities.
Relationships 8
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | email correspondence | Kimberly Hart | Stewart Oldfield forwards an email chain to Kimberly Hart. |
| Donna Kerrigan | email correspondence | Stewart Oldfield | Donna Kerrigan forwards an email chain to Stewart Oldfield. |
| Leslie Roth | email correspondence | Donna Kerrigan | Leslie Roth responds to Donna Kerrigan's request. |
| Leslie Roth | cc | Robert Frohlich | Robert Frohlich is cc'd on Leslie Roth's email. |
| Donna Kerrigan | email correspondence | Leslie Roth | Donna Kerrigan requests data from Leslie Roth. |
| Donna Kerrigan | cc | Robert Frohlich | Robert Frohlich is cc'd on Donna Kerrigan's email. |
| Donna Kerrigan | cc | Stewart Oldfield | Stewart Oldfield is cc'd on Donna Kerrigan's email. |
| Leslie Roth | request for data | Brian Heidelbach | Leslie Roth will request Pershing data from Brian Heidelbach. |
Notable Quotes 1
Please can you address this request as a matter of urgency and also confirm if this account was impacted by missing Brokerage assets last year.
Red Flags 2
- Urgent request for data.
- Concern about missing brokerage assets.
Financial Information
Assets:
- Brokerage assets
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
Deutsche Bank AGSouthern FinancialPershing
Locations 3
New YorkNew York, NY, USA345 ark Avenue 10154.0004 New York, NY, USA
Financial Entities 2
Southern FinancialPershing
Text Analysis
- Tone
- Urgent
- Purpose
- To obtain financial data for Southern Financial from 2018-2019 and to investigate missing brokerage assets.
- Significance
- The email chain indicates an urgent request for financial data and a concern about missing brokerage assets, potentially related to Southern Financial.
File Info
- File Name
- EFTA01389136.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:37.036621
- DOJ Source
- View on DOJ