Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is Form ADV Part 2A from iCapital Advisors, LLC, detailing their proxy voting policies for Private Access Funds and Direct Investment Funds. It also includes a statement about the firm's financial condition, asserting its ability to meet commitments and absence of bankruptcy proceedings.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0093535
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Advisors, LLC | Business | Private Access Funds | iCapital does not anticipate owning any equity securities granting us the right to vote proxies in respect of the Private Access Funds. |
| iCapital Advisors, LLC | Business | Direct Investment Funds | iCapital has delegated the obligation to vote all proxies which are solicited in respect of such Funds' investments to the Sub-Adviser |
Notable Quotes 2
iCapital intends to vote in the best interest of each Fund and may request that the Investors in the applicable Fund vote on certain matters that the Fund is asked to vote on with respect to its investment in an Underlying Fund.
iCapital has no financial commitment that impairs its ability to meet contractual and fiduciary commitments to clients and has not been the subject of a bankruptcy proceeding.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
GLOUSIGeorgetown University EndowmentiCapital Advisors, LLC
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about iCapital's proxy voting policies and financial condition as required by regulations.
- Significance
- This document outlines iCapital's approach to voting client securities and provides financial disclosures.
File Info
- File Name
- EFTA01389182.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:48.761286
- DOJ Source
- View on DOJ