Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the exemptions from registration under the Commodity Exchange Act that the General Partner of the Access Fund is relying upon. It details the specific CFTC rules and conditions that allow the General Partner to operate without being registered as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
Metadata
- Subject
- Georgetown University Endowment - Exemption from Registration Under Commodity Exchange Act
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0093615
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| General Partner | Regulatory | CFTC | General Partner is exempt from registration with the CFTC as a CPO under CFTC Rule 4.13(a)(3). |
| General Partner | Regulatory | NFA | General Partner plans to file a notice of exemption from registration with the CFTC as a CPO with the NFA. |
| Access Fund | Investment | Accredited Investors | Participation in the Access Fund is limited to Accredited Investors and Qualified Purchasers. |
Notable Quotes 2
ALTHOUGH THE ACCESS FUND IS PERMITTED TO DIRECTLY OR INDIRECTLY TRADE COMMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE "NFA") A NOTICE OF EXEMPTION FROM REGISTRATION WITH THE CFTC AS A CPO PURSUANT TO CFTC RULE 4. I3(a)(3).
THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR UPON THE ADEQUACY OR ACCURACY OF AN OFFERING MEMORANDUM. CONSEQUENTLY, THE CFTC HAS NOT REVIEW OR APPROVED THIS OFFERING OR THIS MEMORANDUM.
Financial Information
Amounts:5% of the liquidation value of the Access Fund100% of the liquidation value of the Access Fund's portfolio
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
Organizations 3
Georgetown University EndowmentU.S. Commodity Futures Trading Commission (CFTC)National Futures Association (NFA)
Locations 1
United States
Text Analysis
- Tone
- Formal, legalistic
- Purpose
- To outline the exemptions from registration under the Commodity Exchange Act that the General Partner of the Access Fund is relying upon.
- Significance
- This document is significant because it details the regulatory exemptions being utilized by the General Partner of the Access Fund, providing insight into their compliance strategy.
File Info
- File Name
- EFTA01389261.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:58.947048
- DOJ Source
- View on DOJ