Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This memorandum pertains to the offering of interests in Glendower Capital Secondary Opportunities Fund IV. LP and outlines the regulatory exemptions for Glendower Capital, LLP. It also discloses the role of Credit Suisse as placement agent and highlights potential conflicts of interest.
Metadata
- Subject
- Glendower Capital Secondary Opportunities Fund IV. LP
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0093681, SDNY GM_00239865
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Glendower Capital, LLP | regulatory | CFTC | Glendower Capital, LLP is exempt from registration with the CFTC under certain conditions. |
| Credit Suisse | placement agent | General Partner | Credit Suisse is acting as placement agent for the General Partner. |
| Credit Suisse | business | Potential Investors | Credit Suisse will receive a placement fee from the General Partner based on the amount of interests subscribed for by the investors. |
Notable Quotes 2
EACH OF GLENDOWER CAPITAL, LLP AND THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION (THE 'CFTC')...
CREDIT SUISSE IS ACTING AS PLACEMENT AGENT FOR THE GENERAL PARTNER, AND, IN THAT CAPACITY, IS NOT ACTING AS INVESTMENT ADVISER, MUNICIPAL ADVISOR, OR FIDUCIARY TO POTENTIAL PURCHASERS IN CONNECTION WITH THE INTERESTS OFFERED IN THIS MEMORANDUM.
Red Flags 1
- Potential conflicts of interest for Credit Suisse due to its relationships with the General Partner, its affiliates, and other third-party fund sponsors.
Financial Information
Amounts:5%100%
Assets:
- Pool's portfolio
- Commodity interest positions
Transactions:
- Offering of interests in Glendower Capital Secondary Opportunities Fund IV. LP
- Placement fee paid to Credit Suisse by the General Partner
Legal Compliance
- Exemption from CFTC registration under specific conditions.
- Disclosure of potential conflicts of interest for Credit Suisse.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 5
Georgetown University EndowmentGlendower Capital Secondary Opportunities Fund IV. LPGlendower Capital, LLPU.S. Commodity Futures Trading Commission (CFTC)Credit Suisse
Locations 1
United States
Financial Entities 1
Credit Suisse
Text Analysis
- Tone
- Informative, legalistic
- Purpose
- To inform prospective investors about the offering of interests in Glendower Capital Secondary Opportunities Fund IV. LP and to disclose the role and potential conflicts of interest of Credit Suisse as placement agent.
- Significance
- This document outlines the terms and conditions of an investment offering and discloses the relationships between the involved parties, including regulatory exemptions and potential conflicts of interest.
File Info
- File Name
- EFTA01389325.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.630124
- DOJ Source
- View on DOJ