EFTA01389441.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Disclosure Statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a disclosure statement outlining the agreement between Deutsche Bank Securities Inc., Glendower, and iCapital regarding the solicitation of clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. It details the placement and servicing fees associated with the solicitation.
Metadata
Subject
Georgetown University Endowment Disclosure Statement
Sender
Recipients
Document ID
DB-SDNY-0093800
Date
Relationships 5
Entity 1RelationshipEntity 2Description
Deutsche Bank Securities Inc. Agreement Glendower Access Secondary Opportunities IV GP LLC Deutsche Bank Securities Inc. has agreed to solicit clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P.
Deutsche Bank Securities Inc. Agreement iCapital Advisors, LLC Deutsche Bank Securities Inc. has agreed to solicit clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P.
Deutsche Bank Securities Inc. Solicitation Glendower Access Secondary Opportunities IV (U.S.), L.P. Deutsche Bank Securities Inc. solicits clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P.
Deutsche Bank Securities Inc. Solicitation Glendower Access Secondary Opportunities IV (International), L.P. Deutsche Bank Securities Inc. solicits clients for investment in Glendower Access Secondary Opportunities IV (International), L.P.
Deutsche Bank Securities Inc. Receives Servicing Fee iCapital Deutsche Bank Securities Inc. receives a Servicing Fee from iCapital.
Financial Information
Amounts:$5,000,000$3,000,000$4,999,999
Assets:
  • Interests in the Access Funds
Transactions:
  • Placement Fee paid by DB Introduced Person to the Solicitation Agent
  • Servicing Fee payable quarterly in advance from iCapital to the Solicitation Agent
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 7
Georgetown University EndowmentDeutsche Bank Securities Inc.Glendower Access Secondary Opportunities IV GP LLCiCapital Advisors, LLCGlendower Access Secondary Opportunities IV (U.S.), L.P.Glendower Access Secondary Opportunities IV (International), L.P.Glendower Capital Secondary Opportunities Fund IV, LP
Locations 1
U.S.
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To disclose the agreement between Deutsche Bank Securities Inc., Glendower, and iCapital regarding the solicitation of clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P., including the fees associated with the solicitation.
Significance
This document outlines the financial arrangements and relationships between the parties involved in soliciting investments for the Access Funds.
File Info
File Name
EFTA01389441.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:07.625462
DOJ Source
View on DOJ