Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a privacy notice from Institutional Capital Network, Inc. and its affiliates, informing investors about the collection, maintenance, and disclosure of their nonpublic personal information. It outlines the company's policy to comply with Regulation P and protect investor data.
Metadata
- Subject
- NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0093844, SDNY_GM_00240028
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Institutional Capital Network, Inc. | affiliate | iCapital Advisors, LLC | iCapital Advisors, LLC is an affiliate of Institutional Capital Network, Inc. |
| Institutional Capital Network, Inc. | affiliate | iCapital Securities, LLC | iCapital Securities, LLC is an affiliate of Institutional Capital Network, Inc. |
Notable Quotes 2
As a consequence, we do not disclose any nonpublic personal information about our investors or former investors to anyone other than our affiliates, investors, service providers, counterparties and employees, except as permitted by law.
We restrict access to nonpublic personal information about you to those employees who need to know that information to provide services to the fund and its investors.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondence
Organizations 5
Georgetown University EndowmentInstitutional Capital Network, Inc.iCapital Advisors, LLCiCapital Securities, LLCConsumer Financial Protection Bureau
Text Analysis
- Tone
- Informative
- Purpose
- To inform investors about the privacy policy regarding their nonpublic personal information.
- Significance
- This document outlines the privacy policy of Institutional Capital Network, Inc. and its affiliates, detailing how they collect, maintain, and disclose nonpublic personal information of their investors.
File Info
- File Name
- EFTA01389485.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:31.429940
- DOJ Source
- View on DOJ