Illegal Activity
suspicious
Blackmail
none
Date
Unknown
Document Type
summary
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document summarizes the key terms of Georgetown University Endowment's investment in the Access Fund, highlighting the fees, expenses, and relationships between the Access Fund, the Underlying Fund, DBSI, and iCapital Advisors. It notes potential conflicts of interest due to DBSI receiving fees from multiple sources.
Metadata
- Subject
- Georgetown University Endowment Summary of Key Terms
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0093863
- Date
- —
Illegal Activity
- Severity
- suspicious
- Description
- The document mentions DBSI receiving fees from both the Access Fund and the Underlying Fund, which could potentially be a conflict of interest. Further investigation would be needed to determine if this constitutes illegal activity.
- Content Type
- none
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Access Fund | Investment | Underlying Fund | Investors in the Access Fund will be subject to fees, expenses and performance compensation of the Underlying Fund. |
| DBSI | Financial | Underlying Fund | DBSI will receive an additional fee, directly or indirectly from the Underlying Fund (or its affiliates thereof). |
| iCapital Advisors | Financial | DBSI | The Access Fund Management Fee will be split between iCapital Advisors and DBSI, with a substantial portion rebated to DBSI. |
| DBSI | Placement Agent | Underlying Fund | DBSI also acts as placement agent for the Underlying Fund and will receive related marketing fees. |
| Glendower Capital, LLP | None | DBSI | Neither Glendower Capital, LLP nor iCapital Advisors. LLC are affiliated with DBSI. |
| iCapital Advisors | None | DBSI | Neither Glendower Capital, LLP nor iCapital Advisors. LLC are affiliated with DBSI. |
Notable Quotes 2
Investors in the Access Fund will be subject to fees, expenses and performance compensation of the Underlying Fund in addition to the Access Fund Fee and Access expenses and will experience lower returns than investors committing directly to the Underlying Fund as a result of the fees and expenses associated with an investment in the Access Fund.
DBSI will receive an additional fee, directly or indirectly from the Underlying Fund (or its affiliates thereof).
Red Flags 1
- DBSI receiving fees from both the Access Fund and the Underlying Fund, potentially creating a conflict of interest.
Financial Information
Amounts:$5 million
Assets:
- Capital commitment
- Invested Capital
Transactions:
- Investment in Access Fund
- Investment in Underlying Fund
- Payment of Placement Fee
- Splitting of Access Fund Management Fee
- Rebate to DBSI
- Payment of marketing fees to DBSI
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 5
Georgetown University EndowmentAccess FundDBSIiCapital AdvisorsGlendower Capital, LLP
Text Analysis
- Tone
- Informative
- Purpose
- To provide a summary of key terms for the Georgetown University Endowment's investment in the Access Fund.
- Significance
- This document outlines the financial arrangements and relationships between various entities involved in the Access Fund and its Underlying Fund, including fees, expenses, and potential conflicts of interest.
File Info
- File Name
- EFTA01389504.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.915260
- DOJ Source
- View on DOJ