Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is Form ADV Part 2B for Phil Pool, providing his educational background, business experience, and other business activities. It outlines his roles at iCapital Advisors, iCapital Network, and First Avenue Partners, as well as his past employment history and supervisory structure.
Metadata
- Subject
- Form ADV Part 2B - Phil Pool
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0093970
- Date
- —
Relationships 11
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Phil Pool | employment | iCapital Advisors. LLC | Member of iCapital Advisor's investment committee |
| Phil Pool | business | iCapital Network | Co-Founder and Chairman of the Board |
| Phil Pool | business | First Avenue Partners | Co-Chairman |
| Phil Pool | employment | Willis Stein & Partners | Partner |
| Phil Pool | employment | Credit Suisse | Managing Director |
| Phil Pool | employment | Merrill Lynch | Investment banker |
| Phil Pool | employment | Kidder, Peabody & Co. | Investment banker |
| Phil Pool | board member | The Teagle Foundation | Serves on the Board of Directors |
| Phil Pool | business | iCapital Securities, LLC | Principal |
| Michael Stanton | employment | iCapital Advisors. LLC | iCapital's CCO |
| Michael Stanton | supervision | Phil Pool | Supervises Mr. Pool for compliance purposes |
Notable Quotes 1
All employees of iCapital Advisors are instructed to put client interest first at all times.
Raw Analysis JSON
click to expand
Themes
Employment/staffingBusiness dealingsFinancial transactions/money flow
People 2
Organizations 14
iCapital Advisors. LLCiCapital NetworkFirst Avenue PartnersWillis Stein & PartnersCredit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.Columbia UniversityMcIntire School of CommerceUniversity of VirginiaThe Teagle FoundationiCapital Securities, LLC
Locations 3
LondonNew YorkChicago
Financial Entities 5
Credit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about Phil Pool's educational background, business experience, and other business activities as part of Form ADV Part 2B.
- Significance
- This document provides background information on Phil Pool, a key individual at iCapital Advisors, and outlines his responsibilities and potential conflicts of interest.
File Info
- File Name
- EFTA01389607.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:12.359672
- DOJ Source
- View on DOJ