Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the exemptions from registration under the Commodity Exchange Act that EverWatch Financial's General Partner is relying upon for the Access Fund. It details compliance with CFTC rules and the limitations of CFTC oversight regarding the offering memorandum.
Metadata
- Subject
- EXEMPTION REGISTRATION UNDER COMMODITY EXCHANGE ACT
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094049
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| General Partner | Regulatory | CFTC | General Partner is exempt from registration with the CFTC as a CPO under CFTC Rule 4.13(a)(3). |
| General Partner | Business | Access Fund | General Partner provides advice to the Access Fund. |
Notable Quotes 2
ALTHOUGH THE ACCESS FUND IS PERMITTED TO DIRECTLY OR INDIRECTLY TRADE COMMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE `IsIFA") A NOTICE OF EXEMPTION FROM REGISTRATION WITH THE CFTC AS A CPO PURSUANT TO CFTC RULE 4.13(a)(3).
THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR UPON THE ADEQUACY OR ACCURACY OF AN OFFERING MEMORANDUM. CONSEQUENTLY, THE CFTC HAS NOT REVIEW OR APPROVED THIS OFFERING OR THIS MEMORANDUM.
Financial Information
Amounts:5% of the liquidation value of the Access Fund100% of the liquidation value of the Access Fund's portfolio25% or greater interest in the Access Fund
Assets:
- Commodity interests
- Commodity futures
- Swaps
- Commodity futures or futures option contracts
Legal Compliance
- Compliance with CFTC Rule 4.13(a)(3) and CFTC Rule 4.14(a)(5) for exemptions from CPO and CTA registration, respectively.
- Potential changes in exemption criteria that may require the General Partner to comply with different criteria and/or other exemptions.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance/regulatory
Organizations 4
EverWatch FinancialAccess FundU.S. Commodity Futures Trading Commission (CFTC)National Futures Association (NFA)
Locations 1
United States
Text Analysis
- Tone
- Formal, legal
- Purpose
- To outline the exemptions from registration under the Commodity Exchange Act that the General Partner is relying upon.
- Significance
- This document is significant because it details the regulatory exemptions being claimed by the General Partner of the Access Fund, which affects the level of regulatory oversight and disclosure required.
File Info
- File Name
- EFTA01389686.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:54.215625
- DOJ Source
- View on DOJ