Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document outlines the anti-money laundering (AML) policies and procedures for Glendower Capital Secondary Opportunities Fund IV. LP. It details the responsibilities of the Manager to prevent the fund from being used for illicit purposes, including verifying investor identities and complying with economic sanctions regulations.
Metadata
- Subject
- Appendix 3 Anti-Money Laundering
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094220, SDNY_GM_00240404
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Manager | Business | Investor | The Manager is responsible for preventing the Fund from being used for money laundering and must verify the identity and residence of each Investor. |
| Manager | Legal/Compliance | Office of Foreign Assets Control of the U.S. Treasury Department | The Manager must comply with U.S. sanctions administered by the Office of Foreign Assets Control. |
Notable Quotes 2
The Manager takes seriously its responsibility to prevent the Fund from being used for money laundering or other illicit purposes.
In the event of delay or failure by any Investor to produce any information required for verification purposes, the Manager or its designee may refuse to accept such Investors subscription for an Interest, and any funds received will be returned to the account from which such funds were sent (unless such return is, in the judgment of the Manager or its designee, contrary to applicable law, regulation or the instructions of law enforcement officials, in which case the funds may be blocked or retained).
Financial Information
Assets:
- Interests
Legal Compliance
- Compliance with anti-money laundering laws
- Compliance with UK, UN, EU, and U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
Organizations 4
EverWatch FinancialGlendower Capital Secondary Opportunities Fund IV. LPU.S. Treasury DepartmentOffice of Foreign Assets Control
Locations 4
UKUNEUU.S.
Text Analysis
- Tone
- Formal
- Purpose
- To outline the anti-money laundering considerations and obligations of the Manager and Investors in relation to the Glendower Capital Secondary Opportunities Fund IV. LP.
- Significance
- This document is significant because it details the steps taken to prevent money laundering and comply with economic sanctions regulations.
File Info
- File Name
- EFTA01389854.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:25.912046
- DOJ Source
- View on DOJ