Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Financial Disclosure Statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a financial disclosure statement outlining the compensation structure for Deutsche Bank Securities Inc. for soliciting investments in Glendower Access Secondary Opportunities IV funds. It details the placement fees and servicing fees associated with the solicitation agreement between Deutsche Bank, Glendower, and iCapital.
Metadata
- Subject
- Glendower Access Secondary Opportunities IV Financial Disclosure Statement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094234
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | Agreement | Glendower Access Secondary Opportunities IV GP LLC | Deutsche Bank Securities Inc. has agreed to solicit clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
| Deutsche Bank Securities Inc. | Agreement | iCapital Advisors, LLC | Deutsche Bank Securities Inc. has agreed to solicit clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
| Deutsche Bank Securities Inc. | Financial | iCapital Advisors, LLC | Deutsche Bank Securities Inc. will receive a Servicing Fee from iCapital. |
Financial Information
Amounts:$5,000,000$3,000,000$4,999,999
Transactions:
- Placement Fee
- Servicing Fee
- Subscription
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 6
Deutsche Bank Securities Inc.Glendower Access Secondary Opportunities IV GP LLCiCapital Advisors, LLCGlendower Access Secondary Opportunities IV (U.S.), L.P.Glendower Access Secondary Opportunities IV (International), L.P.Glendower Capital Secondary Opportunities Fund IV, LP
Locations 1
U.S.
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
- Tone
- Professional
- Purpose
- To disclose the financial arrangements between Deutsche Bank Securities Inc., Glendower, and iCapital regarding the solicitation of clients for investment in the Access Funds.
- Significance
- This document outlines the fees and compensation structure for Deutsche Bank Securities Inc. for soliciting investments in Glendower Access Secondary Opportunities IV funds.
File Info
- File Name
- EFTA01389868.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:22.145827
- DOJ Source
- View on DOJ