EFTA01390009.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document is part of iCapital Advisors, LLC's Form ADV Part 2A and details the various fees and expenses associated with investing in their Private Access Funds. It outlines management fees, investor servicing fees, payments to underlying managers, and organizational expenses.
Metadata
Subject
iCapital Advisors, LLC Form ADV Part 2A
Sender
—
Recipients
—
Document ID
DB-SDNY-0094378
Date
—
Relationships 1
Entity 1RelationshipEntity 2Description
iCapital Advisors, LLC service provider Dynasty Securities, LLC Dynasty provides administrative, marketing and technical support services to iCapital and may receive fees typically ranging from .075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory firms.
Financial Information
Amounts:1% - 2%10% - 20%.075% - .25%
Transactions:
  • management fee
  • investor servicing fee
  • payments to underlying managers
  • transaction fees
  • break-up fees
  • commitment fees
  • underwriting fees
  • amendment fees
  • waiver fees
  • modification fees
  • monitoring fees
  • consulting fees
  • directors' fees
  • advisory fees
  • closing fees
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
People 1
Ian Slome
Organizations 5
iCapital Advisors, LLCDynasty Securities, LLCDynastyUnderlying FundPrivate Access Funds
Text Analysis
Tone
Professional
Purpose
To disclose fees and expenses associated with iCapital Advisors, LLC and its funds.
Significance
This document outlines the various fees and expenses that investors may be subject to when investing in iCapital's Private Access Funds.
File Info
File Name
EFTA01390009.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40:59.236685
DOJ Source
View on DOJ