Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing the firm's services, potential risks, and affiliations. It highlights potential conflicts of interest and cybersecurity risks associated with their operations.
Metadata
- Subject
- iCapital Advisors, LLC Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094395
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Securities, LLC | Affiliated Broker-Dealer | Institutional Capital Network, Inc. | Institutional Capital Network, Inc. is the parent company of iCapital Securities. |
| Gen II Fund Services, LLC | Fund Administrator | Institutional Capital Network, Inc. | Certain Principals of Gen II are minority owners of Institutional Capital Network, Inc. |
| Gen II Fund Services, LLC | Fund Administrator | Private Access Funds | Gen II provides fund administration services to the Private Access Funds. |
Red Flags 2
- Conflicts of interest created by iCapital's relationship with iCapital Securities.
- Cybersecurity risk to portfolio companies and iCapital.
Financial Information
Assets:
- Real estate
- Real estate loans
- Equity securities
Transactions:
- Investing in REITs
- Private placements
- Capital call and distribution processing
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 1
Organizations 9
iCapital Advisors, LLCReal Estate Investment Trusts (REITs)iCapital Securities, LLCInstitutional Capital Network, Inc.Securities and Exchange Commission ("SEC")Financial Industry Regulatory Authority, Inc. ("FINRA")Gen II Fund Services, LLCGen II Hedge Fund ServicesPrivate Access Funds
Financial Entities 1
iCapital Securities
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about iCapital Advisors, LLC, its services, and potential risks.
- Significance
- This document outlines the business activities, affiliations, and potential conflicts of interest of iCapital Advisors, LLC.
File Info
- File Name
- EFTA01390025.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:36.302011
- DOJ Source
- View on DOJ