EFTA01390032.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a brochure supplement for iCapital Advisors, LLC, providing information about key personnel. It supplements the firm's Form ADV Brochure and is available on the SEC's website.
Metadata
Subject
FORM ADV PART 2B: Brochure Supplement
Sender
—
Recipients
—
Document ID
DB-SDNY-0094402
Date
2018-03-30
Relationships 6
Entity 1RelationshipEntity 2Description
Michael Stanton Employment iCapital Advisors, LLC Michael Stanton is the Chief Compliance Officer of iCapital Advisors, LLC.
Eileen Duff Blalock Employment iCapital Advisors, LLC Eileen Duff Blalock is associated with iCapital Advisors, LLC.
Phil Pool Employment iCapital Advisors, LLC Phil Pool is associated with iCapital Advisors, LLC.
John Robertshaw Employment iCapital Advisors, LLC John Robertshaw is associated with iCapital Advisors, LLC.
Daniel Vene Employment iCapital Advisors, LLC Daniel Vene is associated with iCapital Advisors, LLC.
Nicholas Veronis Employment iCapital Advisors, LLC Nicholas Veronis is associated with iCapital Advisors, LLC.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 7
Ian SlomeEileen Duff BlalockPhil PoolJohn RobertshawDaniel VeneNicholas VeronisMichael Stanton
Organizations 2
iCapital Advisors, LLCSEC
Locations 3
New York, NY60 East 42"d Street, 26th FloorNew York
Text Analysis
Tone
Informative
Purpose
To provide information about individuals associated with iCapital Advisors, LLC that supplements the firm's Form ADV Brochure.
Significance
This document provides information about key personnel at iCapital Advisors, LLC, which is required for regulatory compliance.
File Info
File Name
EFTA01390032.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:34.250339
DOJ Source
View on DOJ