EFTA01390033.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2B
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is Form ADV Part 2B for Eileen Duff Blalock, a Managing Partner and Head of Distribution for iCapital Network. It details her educational background, business experience, other business activities, and supervision within the company, stating that she has not been the subject of any material legal or disciplinary events.
Metadata
Subject
iCapital Advisors. LLC Form ADV Part 2B - Eileen Duff Blalock
Sender
Recipients
Document ID
DB-SDNY-0094403
Date
Relationships 6
Entity 1RelationshipEntity 2Description
Eileen Duff Blalock Employee iCapital Advisors. LLC Ms. Blalock is a member of iCapital Advisor's investment committee.
Eileen Duff Blalock Employee iCapital Network Ms. Blalock is Managing Partner and Head of Distribution for iCapital Network.
Eileen Duff Blalock Previous Employee Credit Suisse Eileen was Head of Alternative Investments, North America at Credit Suisse.
Eileen Duff Blalock Previous Employee Donaldson, Lufkin & Jenrette Ms. Blalock was with Donaldson, Lufkin & Jenrette where she was responsible for global marketing in the private client group.
Eileen Duff Blalock Principal iCapital Securities, LLC Ms. Blalock is a Principal of iCapital Securities, LLC.
Michael Stanton Supervisor Eileen Duff Blalock Mr. Michael Stanton, iCapital's CCO, supervises Ms. Blalock for compliance purposes.
Notable Quotes 1
All employees of iCapital Advisors are instructed to put client interest first at all times.
Raw Analysis JSON click to expand
Themes
Employment/staffingBusiness dealingsFinancial transactions/money flowLegal matters/litigation
Organizations 7
iCapital Advisors. LLCiCapital NetworkCredit SuisseDonaldson, Lufkin & JenretteiCapital Securities, LLCUniversity of DelawareFINRA
Locations 1
North America
Financial Entities 1
Credit Suisse
Text Analysis
Tone
Informative
Purpose
To provide information about Eileen Duff Blalock's background and business experience as part of iCapital Advisors' Form ADV Part 2B.
Significance
This document provides background information on a key member of iCapital Advisors' investment committee and management team, including her experience, roles, and potential conflicts of interest.
File Info
File Name
EFTA01390033.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:38.112479
DOJ Source
View on DOJ