Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2B
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a Form ADV Part 2B providing the educational background and business experience of Phil Pool, a member of iCapital Advisor's investment committee. It details his career history, affiliations with various organizations, and supervisory structure for compliance purposes.
Metadata
- Subject
- Phil Pool - Educational Background and Business Experience
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094404
- Date
- —
Relationships 10
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Phil Pool | Member of investment committee | iCapital Advisors. LLC | Phil Pool is a member of iCapital Advisor's investment committee. |
| Phil Pool | Co-Founder and Chairman of the Board | iCapital Network | Phil Pool is Co-Founder and Chairman of the Board of iCapital Network. |
| Phil Pool | Co-Chairman | First Avenue Partners | Phil Pool also serves as Co-Chairman of First Avenue Partners. |
| Phil Pool | Partner | Willis Stein & Partners | Mr. Pool was a partner of Willis Stein & Partners. |
| Phil Pool | Managing Director | Credit Suisse | He worked as a Managing Director of Credit Suisse. |
| Phil Pool | Investment Banker | Merrill Lynch | He was an investment banker with Merrill Lynch. |
| Phil Pool | Investment Banker | Kidder, Peabody & Co. | He was an investment banker with Kidder, Peabody & Co. |
| Phil Pool | Board of Directors | The Teagle Foundation | He serves on the Board of Directors of The Teagle Foundation. |
| Phil Pool | Principal | iCapital Securities, LLC | Mr. Pool is a Board Member at iCapital Network and Principal of iCapital Securities, LLC. |
| Michael Stanton | Supervisor | Phil Pool | Mr. Michael Stanton supervises Mr. Pool for compliance purposes. |
Raw Analysis JSON
click to expand
Themes
Employment/staffingBusiness dealingsFinancial transactions/money flow
People 3
Organizations 13
iCapital Advisors. LLCiCapital NetworkFirst Avenue PartnersWillis Stein & PartnersCredit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.Columbia UniversityMcIntire School of Commerce of the University of VirginiaThe Teagle FoundationiCapital Securities, LLC
Locations 3
LondonNew YorkChicago
Financial Entities 5
Credit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.
Text Analysis
- Tone
- Informative
- Purpose
- To provide background information and business experience of Phil Pool.
- Significance
- This document provides details about Phil Pool's professional history and affiliations, which is relevant for assessing his qualifications and potential conflicts of interest.
File Info
- File Name
- EFTA01390034.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:16.824920
- DOJ Source
- View on DOJ