Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a privacy notice from Institutional Capital Network, Inc. and its affiliates, informing investors about the collection, use, and disclosure of their nonpublic personal information as required by Regulation P. It details the types of information collected, the parties to whom it may be disclosed, and the safeguards in place to protect the information.
Metadata
- Subject
- NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094710 SDNY_GM_00240894
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Institutional Capital Network, Inc. | affiliate | iCapital Advisors, LLC | Affiliation between the two companies |
| Institutional Capital Network, Inc. | affiliate | iCapital Securities, LLC | Affiliation between the two companies |
Financial Information
Transactions:
- capital account balance
- contributions
- distributions
Legal Compliance
- Compliance with Regulation P, 12 C.F.R. 1016
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 1
Organizations 4
Institutional Capital Network, Inc.iCapital Advisors, LLCiCapital Securities, LLCConsumer Financial Protection Bureau
Financial Entities 1
lending institutions
Text Analysis
- Tone
- Informative
- Purpose
- To inform investors about the privacy policy of Institutional Capital Network, Inc. and its affiliates regarding the collection and disclosure of nonpublic personal information.
- Significance
- This document outlines the privacy practices of the company and its affiliates, ensuring compliance with Regulation P.
File Info
- File Name
- EFTA01390264.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:49.524070
- DOJ Source
- View on DOJ