Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
memo
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This memo from Ian Slome amends the 'Summary of Principal Terms of the Access Fund' to include details about the Servicing Fee paid to Deutsche Bank for introducing clients to the fund. The fee structure is based on the subscription amount and the stage of the underlying fund's investment period.
Metadata
- Subject
- Chances to Summary of Principal Terms of the Access Fund
- Sender
- Ian Slome
- Recipients
- —
- Document ID
- DB-SDNY-0094796, SDNY_GM_00240980
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| General Partner | placement agreement | Deutsche Bank Securities Inc. | The General Partner, the Investment Manager and the Access Funds have entered into a placement agreement with Deutsche Bank Securities Inc. |
| Investment Manager | payment for services | Deutsche Bank | The Investment Manager will, in exchange for Deutsche Bank performing certain servicing functions, pay to Deutsche Bank in respect of each DB Introduced Person a fee (the "Servicing Fee"). |
| Deutsche Bank | referral | Access Fund | Deutsche Bank will act as a Placement Agent and refer and/or introduce certain of its clients to the Access Funds |
Financial Information
Amounts:$3 million$5 million0.65% per annum0.45% per annum0.05% per annum0.4875% per annum0.36% per annum0.05% per annum0.20%
Assets:
- Invested Capital
Transactions:
- Payment of Servicing Fee by Investment Manager to Deutsche Bank for servicing functions related to DB Introduced Persons.
- Subscription of DB Introduced Persons to the Access Fund.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
People 1
Organizations 6
Access FundDeutsche Bank Securities Inc.DBSIDeutsche BankInvestment ManagerGeneral Partner
Financial Entities 2
Deutsche Bank Securities Inc.Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To amend the 'Summary of Principal Terms of the Access Fund' memorandum by adding information about the Servicing Fee paid to Deutsche Bank for introducing clients to the Access Fund.
- Significance
- Details the financial arrangement between the Access Fund, its Investment Manager, and Deutsche Bank regarding client referrals and servicing fees.
File Info
- File Name
- EFTA01390327.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:41.890878
- DOJ Source
- View on DOJ