Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Account Agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI), outlining the terms and conditions for a brokerage account. It covers client representations, DBSI's rights, order execution, and compliance with applicable laws.
Metadata
- Subject
- Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094825, SDNY_GM_00241009
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Contractual | Deutsche Bank Securities Inc. (DBSI) | Client enters into an account agreement with DBSI |
| DBSI | Agent | Pershing LLC | DBSI retains the right to delegate to its agent, Pershing LLC |
Notable Quotes 2
Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions ('Appendix') carefully. If Client is not willing to be bound by these terms and conditions, Client shoulo not sign this Account Agreement.
Client certifies that all of the Information provided by Client in this Account Agreement is accurate and complete and that each of the following statements is acctrate as to Client and Client's Account:
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 7
Deutsche Asset & Wealth ManagementSouthern Trust Company, IncDeutsche Bank Securities Inc.DBSIFinancial Industry Regulatory Authority, Inc.Pershing LLCPershing
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Formal, Legal
- Purpose
- To establish the terms and conditions for a brokerage account between a client and Deutsche Bank Securities Inc.
- Significance
- This document outlines the legal agreement governing the client's brokerage account with DBSI, including client representations, DBSI's rights, and order execution procedures.
File Info
- File Name
- EFTA01390346.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:46.615018
- DOJ Source
- View on DOJ