EFTA01390350.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an arbitration agreement between a client, DBSI, and Pershing, outlining the terms for resolving disputes outside of court. It specifies the arbitration process, including the selection of the arbitration forum and the applicable laws.
Metadata
Subject
Arbitration Agreement
Sender
—
Recipients
—
Document ID
SDNY_GM_00241013, DB-SDNY-0094829
Date
—
Relationships 3
Entity 1RelationshipEntity 2Description
Client Account Agreement DBSI Client has an account agreement with DBSI
Client Account Agreement Pershing Client has an account agreement with Pershing
DBSI Member FINRA DBSI is a member of FINRA
Notable Quotes 2
All parties to this Account Agreement (being Client. DBSI end Pershing) are giving up the right to sue each other in court, including the right to a teal by jury, except as provided by the rules of the arbitration forum in which a claim is fried, or as prohibited by Applicable Law
Client agrees to arbitrate any controversies Or disputes that may arise with DBSI or Pershing, whether based on events occurring prior to. on Of subsequent to the date of this Account Agreement.
Raw Analysis JSON click to expand
Themes
Legal matters/litigationFinancial transactions/money flow
Organizations 4
DBSIPershingFINRADeutsche Bank Securities Inc.
Locations 3
New YorkNew York, NY60 Wall Street, 23rd Floor, Mail Stop NYC60-2330: New York, NY 10006-21K38
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
Tone
Legal
Purpose
To establish the terms of an arbitration agreement between the Client, DBSI, and Pershing.
Significance
This document outlines the agreement to arbitrate disputes, waiving the right to sue in court.
File Info
File Name
EFTA01390350.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:29.865693
DOJ Source
View on DOJ